Series 7 Exam 2026-2027 for Dummies
Series 7 Exam 2026-2027 for Dummies
Biographical Note: Steven M. Rice is a partner and highly regarded instructor at Empire Stockbroker Training Institute, one of the country's leading schools for training in the securities industry. Rice...
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Biographical Note: Steven M. Rice is a partner and highly regarded instructor at Empire Stockbroker Training Institute, one of the country's leading schools for training in the securities industry. Rice is the author of Securities Industry Essentials Exam For Dummies and Series 7: 1,001 Practice Questions For Dummies. Jacket Description/Back: Launch your securities career with the Series 7 If you want to trade securities for a living, you've got to pass the Series 7. With Series 7 Exam For Dummies, you can. This guide is the best way to prep for the notoriously difficult exam. You'll review basic and advanced security investments, portfolio analysis, making trades, and all the regulations you need to know. You'll also get access to six online practice tests, up-to-date study plans, and must-know tips and strategies for test day. That's everything you need to succeed and start crunching the numbers. Inside...
Table of Contents: Introduction 1 Part 1: Gearing Up for the Series 7 Exam 5 Chapter 1: Introducing the Series 7 Exam 7 Chapter 2: Preparing for the Series 7 Exam 19 Chapter 3: Examining and Mastering Question Types 33 Chapter 4: Surviving Test Day 45 Part 2: Mastering Basic Security Investments 51 Chapter 5: Underwriting Securities: Bringing New Issues to Market 53 Chapter 6: Corporate Ownership: Equity Securities 71 Chapter 7: Debt Securities: Corporate and U.S Government Loans 87 Chapter 8: Municipal Bonds: Local Government Securities 111 Part 3: Delving Deeper into Security Investments 143 Chapter 9: Borrowing Money and Securities: The Long and Short of Margin Accounts 145 Chapter 10: Packaged Securities: Open- and Closed-End Funds and Such 167 Chapter 11: Direct Participation Programs: Partnerships 193 Chapter 12: Options: The Right to Buy or Sell at a Fixed Price 205 Part 4: Taking Care of Your Customers and Playing by the Rules 251 Chapter 13: Portfolio and Securities Analysis: Examining Companies and the Market 253 Chapter 14: Going to Market: Orders and Trades 275 Chapter 15: Taxes and Retirement Plans: Making Sure the IRS Gets Its Share 293 Chapter 16: Rules and Regulations: No Fooling Around 315 Part 5: A Couple Practice Exams 351 Chapter 17: Practice Exam 1 353 Chapter 18: Answers and Explanations to Practice Exam 1 373 Chapter 19: Practice Exam 2 393 Chapter 20: Answers and Explanations to Practice Exam 2 413 Part 6: The Part of Tens 431 Chapter 21: Ten Series 7 Exam Traps to Avoid 433 Chapter 22: Ten Ways to Start Your Career Off Right 437 Appendix: Important Figures and Formulas 441 Index 443 Publisher Marketing: Pass the notorious Series 7 with helpful review material, practice, and insider tips Series 7 Exam 2026-2027 For Dummies is your trusted guide to conquering the Series 7--a required securities exam necessary for launching your career in finance as a stockbroker. Packed with useful content on topics and question types found on the exam, this helpful guide equips you with the knowledge you need to succeed on your first try. Paired with proven test-taking strategies, customized study plans to help you stay on track, and six online practice tests to test and fine-tune your knowledge, you'll walk into the exam room with confidence.
Passing the Series 7 is your gateway to a career in securities. Series 7 Exam 2026-2027 For Dummies is here to help you make it happen! |
Author: Rice, Steven M
Publisher: For Dummies
Binding: Paperback
Pub Date: 2025-06-17
BISAC: Study Aids|Tests (Other)|Business & Economics|Investments & Securities|Stocks
Subjects: Examinations|Stockbrokers|Stocks|Securities|United States|Study guides
Weight: 1.95 lbs
ISBN: 9781394342433
ASIN: -
SKU: SP-9781394342433
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